Wim Roach & Brian Lorenz — HUD/FHA Practitioner Series

HUD Loan Sizing: DSCR NOI vs. Appraised Value NOI

Why HUD Underwrites Two NOIs on One Deal — and What Each Means

On every HUD multifamily deal the underwriter works with two NOIs, not one. They start from the same property and usually land close, but they're built to different standards and feed different parts of the loan sizing — and the space between them can be worth real proceeds.

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Wim Roach
Vice President, Centennial Mortgage
BL
Brian Lorenz
Vice President, Centennial Mortgage

Wim Roach & Brian Lorenz Practitioner Series

A HUD underwriter looks at a project's NOI from two angles: one NOI is used against HUD's debt service coverage ratio to determine the DSCR loan amount, and one is based on the appraiser's direct capitalization value (NOI divided by the market cap rate) — which determines the LTV loan amount. The two NOIs have different standards the underwriter must follow. The DSCR NOI is meant to mirror the property's reality while staying inside HUD's underwriting rules; the appraiser's Market NOI is what a hypothetical investor would expect the property to earn. The two usually are close, but they can differ on three lines — income, vacancy, and expenses — and having a lender know how to interpret the differences can produce materially more mortgage proceeds.

Everything that follows describes the 223(f), where the loan is sized on both value and coverage — so the appraiser's Market NOI and the DSCR NOI each drive a separate loan amount. The other common programs only put a DSCR NOI in play: the 221(d)(4) is sized to cost rather than to an appraised value, so the Market NOI doesn't drive its proceeds, and the 223(a)(7) streamlined refinance uses no new appraisal at all.

01
The DSCR NOI

How HUD Builds the DSCR NOI

For the DSCR NOI, the underwriter starts from the property's current rent collection. Normally, the method is the latest rent roll's actual rent on occupied units plus the market rent on vacant units; that sum is the Gross Residential Rent Potential, and a vacancy factor comes off it. HUD's minimum vacancy depends on how much affordability the project carries — for a market-rate project it's 7%, including collection loss. Where the property's actual vacancy runs higher, the underwriter will normally use the actual rate. The underwritten vacancy is the greater of the minimum below and the property's own rate.

Minimum Vacancy & Collection Loss Property Type
3% Properties with HAP contracts covering 90% or more of units
5% LIHTC properties meeting the minimum set-aside requirements, or with attainable tax-credit rents at least 10% below market
7% Market-rate properties, or other affordable projects not meeting the 3% or 5% rules

Pending change to watch. A draft HUD Mortgagee Letter circulated to lenders in spring 2026 included language that would let a market-rate property underwrite its DSCR vacancy at 5% — below the current 7% floor — where occupancy has held at that level for three years. The final language is not set and the change is not yet in effect. We're tracking it because, on a market-rate deal, moving the floor from 7% to 5% feeds straight into the DSCR NOI and the loan amount. (Noted June 2026; we'll update when HUD finalizes.)

HUD letting the latest month's rent roll set income is different from many programs, including Fannie Mae and Freddie Mac, which require that the underwritten income not exceed the annualized trailing-three-month collections. On a project with rising rents, the trailing-3 pulls the underwritten Rent Potential down — a lower DSCR, and possibly lower proceeds.

Illustrative Example — Latest Rent Roll vs. Trailing-3

One unit's lease resets from $1,000 to $1,100 at the start of the most recent month. Compare how each method annualizes that unit:

Latest rent roll: $1,100 × 12 = $13,200
Trailing-3: ($1,000 + $1,000 + $1,100) × 4 = $12,400
Difference, one unit: $800

Extrapolated across a building stepping rents up lease by lease, the gap adds real Gross Rent Potential the trailing-3 would strip out.

The latest rent roll also gives a fairer read on where the project will be at closing and after. Most leases run twelve months, so a year out the income looks more like today's rent roll than the trailing-3. It also lets HUD better underwrite a project still in lease-up, where the trailing-3 understates the stabilized rent roll — HUD's stated basis is to underwrite to the revenue actually being collected. From there the DSCR NOI runs through HUD's DSCR coverage mortgage amount test; our 223(f) loan sizing guide walks the full set of sizing tests.

02
The Market NOI

Where the Appraiser Can Go Higher

The appraiser builds the Market NOI a little differently. Income comes from comparable projects' rents compared against the property's actual, current rents. If the property runs very low vacancy with rents below market, the appraiser can set income above the figure used in the DSCR NOI analysis.

The appraiser can also use a vacancy below the DSCR table. Where the DSCR analysis is locked at 7% for a market-rate project, the appraiser might conclude the market's vacancy is 4% and underwrite to 4%. That vacancy difference alone can add millions in mortgage proceeds if the LTV is constraining the mortgage amount, because the Market NOI drives appraised value and the LTV ceiling moves with it.

03
Expenses

Where the Expense Lines Differ

Expenses can vary between the two NOIs the same way. The DSCR side wants expenses that reflect the property's reality; the appraiser wants expenses that reflect the marketplace, and the two get reconciled where they differ. Easy examples are an above-market management fee paid to a related entity, or a property insurance premium that runs unusually low.

The most common difference is the annual deposit to replacement reserves. The appraiser often carries $250 per unit; while the DSCR NOI must use the figure the Property Capital Needs Assessment (PCNA) sets during underwriting. Larger gaps in the total expenses can come from the cost of operating under affordability restrictions and from real estate taxes under abatements, TIFs, and similar arrangements.

04
The Proceeds Impact

What a Small Gap Is Worth

The two NOIs can finish close and still produce very different loan amounts. Say the appraiser concludes the market's management fee is $10,000 below the property's actual. At a 5% cap rate, that's roughly $160,000 of additional value — and additional LTV-constrained proceeds — off a single expense line.

None of that is gaming the rules. It's building each NOI to the standard HUD assigns it: reality on the DSCR side, the market on the appraisal side. On the right deal, that reconciliation is the difference between an adequate loan and the largest one the property can defensibly support.

05
FAQ

Frequently Asked Questions

What is the difference between the DSCR NOI and the Market NOI on a HUD multifamily loan?
The DSCR NOI (also called the Debt Service NOI) is the figure HUD's underwriter builds to size the loan against the debt service coverage ratio. It is meant to mirror the property's reality within HUD's rules, using HUD's minimum vacancy and the replacement reserve set by the Property Capital Needs Assessment. The Market NOI is the figure the third-party appraiser develops from market rent and expense comparables. The Market NOI, when divided by the market capitalization rate, produces appraised value, which drives the LTV mortgage amount. The two NOIs usually land close but diverge on three lines: income, vacancy, and expenses.
Does HUD underwrite multifamily income from the current rent roll or a trailing average?
For the DSCR NOI, HUD usually underwrites income from the current rent roll — actual rent on occupied units plus market rent on vacant units — rather than capping it at the annualized trailing-three-month collections the way many other programs do. On a property with rising rents, or one still in lease-up, the current rent roll produces higher underwritten income than a backward-looking average because it reflects the rents the property is collecting now.
What is HUD's minimum vacancy for a market-rate multifamily deal?
For the DSCR NOI on a market-rate property, HUD applies a minimum vacancy and collection-loss factor of 7%, even when actual vacancy is lower. Affordable properties carry lower floors: 5% for LIHTC properties meeting the minimum set-aside requirements, and 3% for properties with HAP contracts covering at least 90% of units. Where actual vacancy is higher than the floor, HUD uses the actual rate. The appraiser developing the Market NOI is not bound by these floors and can use the actual market vacancy, which is often lower — 4% against a 7% floor, for example.

Working a Deal Where Proceeds Are Tight?

If you're sizing an acquisition or refinance and the loan amount is coming in below what the deal needs, the space between the DSCR NOI and the Market NOI is often where the room is. We underwrite both sides the way HUD and the appraiser actually build them, and we'll give you an honest read on where a deal's proceeds can move and where they can't. Send us the rent roll and trailing financials and we'll size it.